SEC and Sarbanes-Oxley

Providing services to public companies in today’s corporate environment requires professionals to be up-to-date on all regulations governing the profession and clients’ businesses. In addition, experience with client companies operating both inside and outside the United States provides for a broad perspective that is invaluable in providing services to public companies. We are selective in our client acceptance process and focus on companies that mirror our experience.

Windes & McClaughry can guide you in the right direction. Our dedicated team of professionals will work with you to ensure that our audit and assurance services are performed timely and accurately with prompt input on matters impacting your company and reporting. We are experienced in serving publicly traded clients and can provide an alternative to the national accounting firms. We offer the following services for SEC clients:

• SEC compliance
• SEC compliance support to non-attest clients
• Sarbanes-Oxley compliance and consulting
• Tax consulting and compliance
• Financial consulting
• Mergers and acquisitions assistance

At Windes & McClaughry, we are committed to providing quality audit and assurance services. We are registered with the Public Company Accounting Oversight Board (PCAOB) and are members of the Center for Public Company Audit Firms of the AICPA. These affiliations are components of a sound quality control system comprised of internal inspections, peer review of our nonpublic practice, and regular audits by the PCAOB.

The experience and expertise of our professionals, combined with the resources of 550 offices worldwide through our affiliation with Baker Tilly International (BTI), help us provide the best possible accounting and assurance services for public companies. Together, with all other member firms of BTI, we are responsible for over 450 audits of public companies.

For more information, please contact:
Fred D. Furry, CPA, MBA
Peter W. Lee, CPA
J. Lyle Scheppele, CPA
Peter J. Scribner, CPA